Gary Tickel is a registered investment advisor, based in San Marino, CA, with 36 years of industry experience.
Location
1613 Chelsea Rd 838, San Marino, CA, 91108
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Regulatory History (2)
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Judgment / Lien
July 2025Judgment / Lien
June 2016Other Business Activities
Gary is a FINOP for FMN Capital Corporation, a senior portfolio manager for Inplay Global Advisors, and founder of Data Collider Technology LLC and Cathay Management & Research. He also co-founded RegCommand and several benefit corporations, dedicating minimal time to these volunteer roles.
Employment History
Current Registrations
Fmn Capital CorporationBroker
December 2014 - Present · 11 yrs 5 mos
Inplay Global Advisors
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Futu Wealth Advisors, INC.
October 2022 - July 2023 · 9 mos
Futu Clearing INCBroker
May 2019 - September 2020 · 1 yr 4 mos
Moomoo Financial INC.Broker
January 2018 - July 2023 · 5 yrs 6 mos
Boustead Securities, LLCBroker
October 2017 - November 2017 · 1 mo
Fintech Clearing, LLCBroker
June 2017 - November 2017 · 5 mos
Fortrend Securities, INC.Broker
December 2016 - August 2018 · 1 yr 8 mos
Sharespost Financial CorporationBroker
January 2016 - June 2017 · 1 yr 5 mos
Morris Financial, INC.Broker
January 2015 - August 2015 · 7 mos
Financial Management Network INC
December 2014 - June 2024 · 9 yrs 6 mos
Capnet Securities CorporationBroker
November 2014 - June 2015 · 7 mos
Tnp Securities, LLCBroker
July 2012 - November 2012 · 4 mos
Mcl Financial Group, INC.
May 2010 - June 2011 · 1 yr 1 mo
Mcl Financial Group, INC.Broker
January 2010 - June 2011 · 1 yr 5 mos
Benefit Funding Services, LLCBroker
May 2007 - January 2010 · 2 yrs 8 mos
Second Street Securities, INC.Broker
April 2007 - January 2010 · 2 yrs 9 mos
Linear Financial Services, INC.Broker
March 2007 - December 2008 · 1 yr 9 mos
Investment Security CorporationBroker
September 2006 - January 2007 · 4 mos
Times Securities, INC.
August 2003 - November 2004 · 1 yr 3 mos
Times Securities, INC.Broker
September 2002 - November 2004 · 2 yrs 2 mos
Milestone Financial Services, INC.Broker
September 1998 - October 2000 · 2 yrs 1 mo
Block Trading INC.Broker
May 1997 - February 1998 · 9 mos
Robert Thomas Securities, INCBroker
October 1994 - March 1997 · 2 yrs 5 mos
Lehman Brothers INC.Broker
May 1987 - October 1994 · 7 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1985 - May 1987 · 1 yr 10 mos
Prudential-Bache Securities INC.Broker
March 1983 - November 1985 · 2 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.