James Thomas
James Thomas is a CFP, ChFC-designated registered investment advisor at Calton & Associates, INC., based in San Diego, CA, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
10085 Carroll Canyon Rd., Suite 150, San Diego, CA, 92131
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including serving as a trustee for the Catholic Community Foundation of San Diego and Build a Miracle, and as an IAR for Carmel Capital Partners. He also works as a life insurance agent and owns Superplan Systems, LLC and Acutis, LLC.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Superior Planning Wealth Management & Family Office
Carmel Capital Partners, LLC
Capital Analysts, INC
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
Superior Planning, INC
Capital Analysts Incorporated
Capital Analysts, IncorporatedBroker
Sun Investment Services CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.