James Thomas
James Thomas is a CFP, ChFC-designated registered investment advisor at Calton & Associates, INC., based in San Diego, CA, with 43 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
10085 Carroll Canyon Rd., Suite 230, San Diego, CA, 92131
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is involved in several outside business activities, including serving as a trustee for the Catholic Community Foundation of San Diego and Build a Miracle, and as an IAR for Carmel Capital Partners. He also works as a life insurance agent and owns Superplan Systems, LLC and Acutis, LLC.
Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Superior Planning Wealth Management & Family Office
Carmel Capital Partners, LLC
Capital Analysts, INC
Lincoln Investment Planning, INC
Lincoln InvestmentBroker
Superior Planning, INC
Capital Analysts Incorporated
Capital Analysts, IncorporatedBroker
Sun Investment Services CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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