Robert Garofallou is a registered investment advisor at Osaic Wealth, INC., based in Ridge, NY, with 43 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Ridge, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Robert is the President/Partner of RJG Tax & Capital Solutions, Inc., a tax preparation and accounting practice, since 1998. He dedicates nearly full-time hours to the S-Corporation, with about half his time during market hours.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Northeast Securities, LLCBroker
Global Capital Securities, INC.Broker
First Investors CorporationBroker
State Registrations6 states
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