Robert Hardcastle
Robert Hardcastle is a registered investment advisor at Bfc Planning, INC., based in Chesterfield, MO, with 39 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 3 more. Their firm serves 6,720 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
BFC Planning offers asset management services through various platforms. Fees are based on the amount of assets managed and can vary depending on the platform and the IAR. The maximum allowable fee is 2.5% annually. Fees may be charged in advance or arrears, monthly or quarterly. Clients may also incur charges from third parties, such as mutual fund expenses and IRA fees. Some platforms have minimum account sizes.
Platforms include:
- Berthel Edge
- BFC Advisory program
- American Funds Direct F-2 Share Class Program
- Institutional RIA Platform
- Variable Annuity/Variable Life Sponsors
- Envestnet’s Managed Account Solutions
- Sub-Advisory Platforms
- Held Away Accounts
Location
16100 Chesterfield Parkway West, Suite 150, Chesterfield, MO, 63017-4872
Get directionsHistory
Regulatory History (11)
Customer Dispute
May 2015Customer Dispute
March 2015Customer Dispute
June 2014Customer Dispute
June 2014Customer Dispute
January 2013Customer Dispute
July 2012Customer Dispute
July 2009Customer Dispute
March 2006Customer Dispute
November 2005Customer Dispute
October 2005Customer Dispute
November 2004Other Business ActivitiesSells Insurance
Robert is the president of Delta Investment Services, a representative for Hardcastle Wealth Management, and an insurance sales representative. He also engages in various other activities, including hosting a radio show, authoring novels, and managing a family limited partnership.
Employment History
Current Registrations
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Previous Registrations
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
Vsr Financial Services, INC.Broker
Vsr Advisory Services
Delta Investment Advisory, INC.
Ws Griffith Securities, INC.Broker
National Securities CorporationBroker
Phoenix Equity Planning CorporationBroker
Forsyth Securites, INC.Broker
First Alliance Financial Services, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.