William Claiborne is a CFA-designated registered investment advisor at Brockenbrough, based in Richmond, VA, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 568 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $3.0M | 0.90% |
| $3.0M - $10.0M | 0.75% |
| $10.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.40% |
| $50.0M - $75.0M | 0.30% |
| $75M+ | 0.20% |
Fees are negotiable. Firm also offers Outsourced Chief Investment Officer services with a separate fee schedule starting at 0.50% for the first $50 million.
Fee Estimator
Location
920 Libbie Ave., Suite 201, Richmond, VA, 23226-2050
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a board member and member of the finance committee for Hollywood Cemetery Company, a non-profit cemetery company, since 2014. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Brockenbrough
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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