James Cattaneo
James Cattaneo is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Overland Park, KS, with 42 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
11101 Switzer Road, Suite 200, Overland Park, KS, 66210
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Regulatory History (1)
Customer Dispute
November 2015Other Business ActivitiesSells Insurance
James prepares personal taxes, dedicating a minimal amount of time outside of tax season. He also sells various insurance products and works as a financial advisor for SHA Retirement Group and One Digital, spending nearly full-time hours on these activities.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Onedigital
Previous Registrations
Triad Advisors LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Sun Investment Services CompanyBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.