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Thomas Keel

Keel Asset Management, LLC
23 Years of Experience
Orlando, FL
2 Disclosures
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Thomas Keel is a registered investment advisor at Keel Asset Management, LLC, based in Orlando, FL, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning.

Keel Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.5M1.10%
$2.5M - $5.0M0.95%
$5M+0.80%

Fees are negotiable on a client-by-client basis depending on the size, complexity, and nature of the portfolio.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Orlando, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Settled
Customer Dispute
February 2009
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Keel Asset Management, LLC
June 2008 - Present · 18 yrs 4 mos
Previous Registrations
Sentinel Financial Services
September 2003 - July 2008 · 4 yrs 10 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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