ChFC

Leonard Martin

17 Years of Experience

Warwick, RI

1 DisclosureSells Insurance

Leonard Martin is a ChFC-designated registered investment advisor at Leonard Martin & Associates, INC., based in Warwick, RI, with 17 years of industry experience. Leonard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management.

Leonard Martin & Associates, INC.

Compensation

N/A

Firm Size

1 advisor

IM Fee

Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1045 Warwick Avenue, Suite 104, Warwick, RI, 02888-3657

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Regulatory

May 2000

Final

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Leonard owns College Solutions, helping clients with financial aid since 1999. He is also a licensed insurance agent and an independent sales agent with National Gold Consultants since 2017, with these activities taking about half of his time.

Employment History

Current Registrations

Leonard Martin & Associates, INC.

August 2008 - Present · 17 yrs 9 mos

State Registrations3 states

CTMARI

Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

More financial advisors in Warwick, RI →All financial advisors in Rhode Island →