Alan Gappinger
Alan Gappinger is a CFP, ChFC-designated registered investment advisor at Hfg Advisors, based in Greenwood Village, CO, with 24 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 456 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HFG Advisors uses third-party money managers to manage client investments. HFG Advisors charges a percentage of the assets managed. Here are the fees for different managers:
SEI Private Trust (U.S. Large Cap Equity):
- First $2M: 0.85% per year
- Next $4M: 0.75% per year
- Next $4M: 0.65% per year
- Next $10M: 0.55% per year
SEI Private Trust (Municipal Bond):
- First $1M: 0.60% per year
- Next $2M: 0.55% per year
- Next $2M: 0.45% per year
- Next $5M: 0.35% per year
HFG Advisor Account (using Envestnet or other managers):
- $0 - $500,000: 2.00% per year
- $500,001 - $1,000,000: 1.75% per year
- $1,000,001 - $3,000,000: 1.50% per year
- Over $3,000,001: Negotiable
Barden Capital Management:
- Up to $1,000,000: 2.25% per year
- Over $1,000,001: 2.00% per year
These fees are in addition to any internal management and custody fees charged by the money managers themselves.
Location
8301 East Prentice Ave., #312, Greenwood Village, CO, 80111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an advisor for financial planning with Heartland Financial Group Inc. and an insurance agent with HFG Colorado, Inc. He is also a consultant/partner with GBG Financial and Financial Literacy Network, LLC, and a consultant/instructor/marketing role with Heartland Institute of Financial Education.
Employment History
Current Registrations
Hfg Advisors
Previous Registrations
Walnut Street Advisers INC
State Registrations1 state
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