Karen Brady is a registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Diego, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
First Wall Street CORP.Broker
Gna Securities, INC.Broker
Corporate Benefit Securities, INC.Broker
Wedbush Morgan Securities INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Dean Witter Reynolds INC.Broker
Detwiler, Ryan & CO., INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.