JH
JH

John Hemenway

39 Years of Experience
Houston, TX
3 DisclosuresBrokerSells Insurance

John Hemenway is a registered investment advisor, based in Houston, TX, with 39 years of industry experience.

Location

5444 Westheimer, Ste 1000, Houston, TX, 77056

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
May 2014
Customer Dispute
October 2012
Settled
Judgment / Lien
November 2010
Other Business ActivitiesSells Insurance

John is a registered representative/investment advisor representative through Legacies Today, LLC, dedicating full-time hours to providing financial services. He also works as an insurance agent through The Legacies Group DBA Legacy Protection Assurance, spending a few hours per week on insurance services, and holds a mortgage origination license that is not currently in use.

Employment History
Current Registrations
Regulus Financial Group, LLCBroker
April 2025 - Present · 1 yr 1 mo
Regal Investment Advisors LLC
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Next Financial Group, INC.
September 2009 - April 2025 · 15 yrs 7 mos
Next Financial Group, INC.Broker
April 2009 - April 2025 · 16 yrs
Choice Investments, INC.Broker
October 2002 - April 2009 · 6 yrs 6 mos
New England SecuritiesBroker
June 2001 - December 2001 · 6 mos
Royal Alliance Associates, INC.Broker
July 1998 - June 2001 · 2 yrs 11 mos
Royal Alliance Associates, INC.Broker
July 1995 - June 1996 · 11 mos
H.D. Vest Investment Securities, INC.Broker
November 1992 - April 1995 · 2 yrs 5 mos
Sunamerica Securities, INC.Broker
June 1989 - November 1992 · 3 yrs 5 mos
Southmark Financial Services, INC.Broker
April 1988 - June 1989 · 1 yr 2 mos
Pamco Securities and Insurance ServicesBroker
December 1986 - April 1988 · 1 yr 4 mos
First Securities Corporation of the SouthwestBroker
October 1985 - October 1987 · 2 yrs
MML Investors Services, INC.Broker
July 1985 - October 1985 · 3 mos
Hi Securities, INC.Broker
August 1983 - May 1985 · 1 yr 9 mos
State Registrations4 states
NMOKTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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