Charles Bailey is a registered investment advisor, based in Grove Hill, AL, with 42 years of industry experience.
Location
Grove Hill, AL
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a 1% owner of family-owned timber land, co-trustee for a parent, board member for Grand Manor HOA, and 100% owner of residential real estate. These activities require minimal time commitment.
Employment History
Current Registrations
Steward Partners Investment Advisory, LLC
February 2023 - Present · 3 yrs 3 mos
Steward Partners Investment Solutions, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Steward Partners Investment Solutions, LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
December 2005 - February 2023 · 17 yrs 2 mos
Wells Fargo Clearing Services, LLC
December 2005 - February 2023 · 17 yrs 2 mos
Legg Mason Wood Walker INC
June 2001 - January 2006 · 4 yrs 7 mos
Legg Mason Wood Walker, IncorporatedBroker
May 2001 - January 2006 · 4 yrs 8 mos
Morgan Keegan & Company, INC.Broker
January 1986 - May 2001 · 15 yrs 4 mos
Sterne, Agee & Leach, INC.Broker
April 1983 - January 1986 · 2 yrs 9 mos
State Registrations17 states
ALARAZCACOCTDEFLGAIALAMSNCNYTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.