Floyd Miller
Floyd Miller is a registered investment advisor at Osaic Wealth, INC., based in Abilene, TX, with 43 years of industry experience. Floyd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
3300 South 14th Street, Suite 100, Abilene, TX, 79605
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Regulatory History (1)
Customer Dispute
December 2000Other Business ActivitiesSells Insurance
Floyd owns Floyd Miller Investments, where he prospects and sells insurance products, dedicating about half his time. He is also involved in several other ventures, including Femar LLC (no longer active), American Financial Education Alliance, West Texas Tribune Inc, and the Abilene Black Chamber of Commerce, among others.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
Advantage Capital CorporationBroker
Advantage Capital Corporation
First American National Securities, INC.Broker
Advantage Capital CorporationBroker
North American Management, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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