Sylvester Thomas is a registered investment advisor, based in Edina, MN, with 42 years of industry experience.
Location
7301 Ohms Lane, Suite 460, Edina, MN, 55439
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sylvester owns rental property. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
June 2018 - June 2019 · 1 yr
Foresters Financial Services, INC.Broker
June 2018 - June 2019 · 1 yr
Securian Financial Services, INC.
January 2015 - May 2018 · 3 yrs 4 mos
Securian Financial Services, INC.Broker
January 2015 - May 2018 · 3 yrs 4 mos
Eagle Strategies LLC
July 2013 - December 2014 · 1 yr 5 mos
Nylife Securities LLCBroker
March 2012 - December 2014 · 2 yrs 9 mos
Prudential Financial Planning Services
July 2001 - February 2012 · 10 yrs 7 mos
Pruco Securities, LLC.Broker
March 1983 - February 2012 · 28 yrs 11 mos
State Registrations6 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.