Richard Martinez is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 West Broadway, Suite 1800, San Diego, CA, 92101
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
September 2006 - April 2007 · 7 mos
Morgan Stanley Dw INC.Broker
August 2006 - April 2007 · 8 mos
Charles Schwab & CO., INC.Broker
June 2003 - July 2006 · 3 yrs 1 mo
Charles Schwab & CO., INC.Broker
February 2000 - December 2001 · 1 yr 10 mos
Morgan Stanley Dean Witter Online INC.Broker
July 1996 - January 2000 · 3 yrs 6 mos
Thomas F. White & CO., IncorporatedBroker
March 1995 - June 1996 · 1 yr 3 mos
Ids Life Insurance CompanyBroker
June 1991 - April 1994 · 2 yrs 10 mos
American Express Financial Advisors INC.Broker
June 1991 - April 1994 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
April 1983 - February 1989 · 5 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.