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CFP
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CFP

Theodore Arch

Cambridge Investment Research Advisors, INC.
43 Years of Experience
Woodstock, GA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Theodore Arch is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Woodstock, GA, with 43 years of industry experience. Theodore is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Woodstock, GA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Theodore is an advisory representative of a Registered Investment Advisor (RIA), spending about 10-20% of his time on investment-related activities and trading. He is also an independent insurance agent for various companies, dedicating a few hours per week to this.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
October 2019 - Present · 7 yrs
Cambridge Investment Research, INC.Broker
October 2019 - Present · 7 yrs
Previous Registrations
Fsc Securities Corporation
January 2006 - October 2019 · 13 yrs 9 mos
Fsc Securities CorporationBroker
October 2003 - October 2019 · 16 yrs
Fsc Securities Corporation
October 2003 - December 2005 · 2 yrs 2 mos
Park Avenue Securities LLC
January 2003 - October 2003 · 9 mos
Park Avenue Securities LLCBroker
May 1999 - October 2003 · 4 yrs 5 mos
Guardian Investor Services CorporationBroker
January 1990 - May 1999 · 9 yrs 4 mos
Ogilvie & Taylor Securities CorporationBroker
October 1987 - December 1989 · 2 yrs 2 mos
W. S. Griffith & CO., INC.Broker
April 1983 - October 1987 · 4 yrs 6 mos
State Registrations22 states
ALARAZCACOFLGAILLAMDMEMNMONCNJNMNYOHSCTNTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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