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Norman Lehrer

43 Years of Experience
Florham Park, NJ
2 DisclosuresBroker

Norman Lehrer is a registered investment advisor at RBC Capital Markets, LLC, based in Florham Park, NJ, with 43 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

200 Park Avenue, 2nd Floor, Florham Park, NJ, 07932-1026

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2003
Settled
Customer Dispute
February 1993
Award / Judgment
Other Business Activities

Norman is a passive owner in a real estate partnership called 44th Street Realty, LLC since 2013. He dedicates no time to this activity.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLC
October 2009 - Present · 16 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2009 - Present · 16 yrs 7 mos
Previous Registrations
J. B. Hanauer & CO.
May 2002 - October 2009 · 7 yrs 5 mos
J. B. Hanauer & CO.Broker
March 1983 - October 2009 · 26 yrs 7 mos
State Registrations29 states
AZCACOCTDCDEFLGAILINKSMAMDMENCNJNMNVNYOKPARISCTNTXVAVTWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Norman Lehrer - Financial Advisor | TrueAdvisor