Connie Guelich
Connie Guelich is a CFP, ChFC-designated registered investment advisor at Guelich Capital Management, LLC, based in Roanoke, VA, with 27 years of industry experience. Connie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 115 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
The annual fee is assessed on a blended basis on the first $2,000,000. Once the account crosses $2,000,000, a flat fee of 1.00% applies to the total balance. Fees are not negotiable.
Fee Estimator
Location
1401 Franklin Road Sw, Roanoke, VA, 24016
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Connie sells fixed insurance and fixed annuities.
Employment History
Current Registrations
Guelich Capital Management, LLC
Previous Registrations
Oberlin Financial CORP.
Continental Capital Investment Services
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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