Mark Richey
Mark Richey is a CFP-designated registered investment advisor at Geneos Wealth Management, INC., based in Littleton, CO, with 43 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
8441 West Bowles Avenue, Suite 225, Littleton, CO, 80123
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 1989Other Business ActivitiesSells Insurance
Mark owns Asset Solutions, Inc. and spends minimal time giving classes on civil service, retirement, life and health insurance benefits to federal government agencies, also providing financial planning services. Mark is also an independent representative with various insurance carriers for fixed insurance business.
Employment History
Current Registrations
Geneos Wealth Management, INC.Broker
Asset Solutions, INC.
Previous Registrations
Geneos Wealth Management, INC.
Richey Financial Group, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.