James Mclaughlin
James Mclaughlin is a registered investment advisor at Raymond James & Associates, INC., based in Newtown, PA, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
Newtown, PA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James serves as executor for the Estate of John McLaughlin and the Estate of Alice McLaughlin since 2018, dedicating minimal time to each estate. These activities are investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Securities IncorporatedBroker
State Registrations39 states
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