DG
DG
David Guier is a registered investment advisor at Wells Fargo Advisors, based in Tulsa, OK, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
6060 S American Plaza St E, Ste 350, Tulsa, OK, 74135
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 2001Denied
Customer Dispute
April 1987Settled
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
February 2023 - Present · 3 yrs 3 mos
Wells Fargo Advisors
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - February 2023 · 19 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - February 2023 · 19 yrs 7 mos
Prudential Securities Incorporated
August 1995 - July 2003 · 7 yrs 11 mos
Prudential Securities IncorporatedBroker
June 1995 - July 2003 · 8 yrs 1 mo
Smith Barney INC.Broker
July 1993 - June 1995 · 1 yr 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 1983 - April 1988 · 5 yrs 1 mo
State Registrations5 states
COFLOKSCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.