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James Toner

Janney Montgomery Scott LLC
43 Years of Experience
Melville, NY
1 DisclosureBroker
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James Toner is a registered investment advisor at Janney Montgomery Scott LLC, based in Melville, NY, with 43 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1340 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

395 N. Service Road, Suite 411, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1987
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

James is a financial committee member for the West Babylon Alumni Association, discussing the association's finances. This activity requires minimal time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2015 - Present · 11 yrs 7 mos
Janney Montgomery Scott LLCBroker
March 2015 - Present · 11 yrs 7 mos
Previous Registrations
Morgan Stanley
March 2014 - March 2015 · 1 yr
Morgan StanleyBroker
June 2009 - March 2015 · 5 yrs 9 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1991 - July 1993 · 2 yrs 3 mos
Kidder, Peabody & CO. IncorporatedBroker
March 1989 - April 1991 · 2 yrs 1 mo
Shearson Lehman Hutton INC.Broker
February 1988 - March 1989 · 1 yr 1 mo
E. F. Hutton & Company INCBroker
March 1983 - February 1988 · 4 yrs 11 mos
State Registrations15 states
CACOCTDEFLMAMDMEMNNCNJNYORPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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