John Ryan is a registered investment advisor at LPL Financial LLC, based in Charlotte, NC, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7421 Carmel Executive Park, Suite 226, Charlotte, NC, 28226
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is associated with Ryan Hess Morais Financial Associates, Inc. as a DBA for LPL business and receives non-variable insurance commission trails. He also serves as a non-profit board member for Tryon Garden Club, is involved with the Downtown Advisory Board, and volunteers for the City of Hendersonville, dedicating a few hours per week to each of these activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
The Investment Center, INC.Broker
Ic Advisory Services, INC.
Next Financial Group, INC.
Next Financial Group, INC.Broker
Ffp Advisory Services INC
Ffp Securities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Rauscher Pierce Refsnes, INC.Broker
Copeland Securities IncorporatedBroker
Interstate Securities CorporationBroker
Rotan Mosle INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.