James Walker
James Walker is a registered investment advisor at Strategic Advisory Services, based in Memphis, TN, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 340 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Strategic Advisory Services charges an annual fee based on the value of your portfolio. The exact fee is negotiable and depends on the complexity of your account.
The fee covers quarterly performance reports, monthly newsletters, insurance analysis, portfolio analysis, client workshops, wealth transfers, market updates, defined contribution asset allocation, and client reviews. Transaction fees may also apply, depending on the account type.
Location
6465 Quail Hollow Road, Suite 301, Memphis, TN, 38120
Get directionsHistory
Regulatory History (4)
Customer Dispute
May 2005Customer Dispute
November 2004Employment Separation After Allegations
November 1986Employment Separation After Allegations
November 1984Other Business Activities
James operates Strategic Wealth Management as a DBA for his LPL business and provides investment advisory services through Strategic Advisory Services LLC, dedicating full-time hours to the latter. He also co-owns a publishing business, a spa and salon, 901RollsRoyce.com, and rental real estate, spending minimal time on each.
Employment History
Current Registrations
Strategic Advisory Services
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Bancorpsouth Investment Services, INC.Broker
Trustmark Financial Services, INC.Broker
Dime Securities of Ny, INC.Broker
First Funds IncorporatedBroker
Brenner Steed, INC.Broker
Brenner Steed, INC.Broker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.