TV
ChFC
TV
ChFC

Thomas Vickers

42 Years of Experience
Morristown, NJ
BrokerSells Insurance

Thomas Vickers is a ChFC-designated registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
753 advisors
Number of Clients
137,723 clients
Average Client Portfolio
$300K average
Assets Under Management
$41.4B

Fee Structure

Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.

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Location

305 Madison Avenue, Morristown, NJ, 07960

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Thomas is affiliated with several entities including Financial Planning Associates, FPA Wealth Management, and Private Advisor Group, providing investment advisory services. He also engages in real estate rental and acts as a non-variable insurance agent through FPA Benefits, dedicating minimal time to these activities.

Employment History
Current Registrations
Private Advisor Group, LLC
November 2014 - Present · 11 yrs 6 mos
LPL Financial LLCBroker
November 2002 - Present · 23 yrs 6 mos
Previous Registrations
LPL Financial LLC
July 2013 - October 2015 · 2 yrs 3 mos
Securian Financial Services, INC.Broker
October 1987 - November 2002 · 15 yrs 1 mo
Chubb Securities CorporationBroker
March 1983 - November 1987 · 4 yrs 8 mos
State Registrations18 states
ALCADEFLGAMAMDMNNCNJNVNYOHPASCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Vickers - Financial Advisor | TrueAdvisor