MC
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Mark Cieciura

43 Years of Experience
Broker

Mark Cieciura is a registered investment advisor at Piper Sandler & CO., based in Chicago, IL, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

444 W Lake St, Suite 3300, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
August 2016 - Present · 9 yrs 8 mos
Piper Sandler & CO.Broker
July 1999 - Present · 26 yrs 9 mos
Previous Registrations
Piper Jaffray Investment Management, LLC
April 2012 - August 2016 · 4 yrs 4 mos
Piper Jaffray Investment Management LLC
March 2011 - December 2011 · 9 mos
Cibc World MarketsBroker
January 1986 - July 1999 · 13 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1983 - January 1986 · 2 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Cieciura - Financial Advisor | TrueAdvisor