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Patricia Wetzel

28 Years of Experience
New Orleans, LA
Broker

Patricia Wetzel is a registered investment advisor, based in New Orleans, LA, with 28 years of industry experience.

Location

858 Camp Street, New Orleans, LA, 70130

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patricia works as a Senior Client Services Associate for CrossMMG LLC, a professional employer organization, and NewEdge Advisors, a registered investment advisor. These roles involve client service, opening new accounts, and money movement, taking about a quarter of Patricia's time each.

Employment History
Current Registrations
Newedge Advisors
October 2022 - Present · 3 yrs 9 mos
Newedge Securities, LLCBroker
October 2022 - Present · 3 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2013 - November 2022 · 9 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
February 2001 - November 2022 · 21 yrs 9 mos
Prudential Securities IncorporatedBroker
June 1996 - February 2000 · 3 yrs 8 mos
State Registrations5 states
ALFLILINNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Patricia Wetzel - Financial Advisor | TrueAdvisor