LG
LG

Louis Graham

42 Years of Experience
Little Rock, AR
Broker

Louis Graham is a registered investment advisor at Morgan Stanley, based in Little Rock, AR, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

2200 North Rodney Parham Road, Suite 100, Little Rock, AR, 72212

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Louis is a board member of the Arkansas Council on Economic Education, a non-profit organization, since 2003. He also serves as an executor for an estate in Martinez, Georgia, dedicating minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
August 1999 - April 2007 · 7 yrs 8 mos
Morgan Stanley Dw INC.Broker
November 1998 - April 2007 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1990 - November 1998 · 7 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
January 1990 - December 1990 · 11 mos
Shearson Lehman Hutton INC.Broker
September 1986 - February 1990 · 3 yrs 5 mos
E. F. Hutton & Company INCBroker
April 1983 - September 1986 · 3 yrs 5 mos
State Registrations21 states
AKARAZCAFLGAKSLAMAMOMSMTNCNMOHOKRISDTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.