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Gilbert Cardillo

Peconic Asset Planning
41 Years of Experience
Riverhead, NY
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Gilbert Cardillo is a registered investment advisor at Peconic Asset Planning, based in Riverhead, NY, with 41 years of industry experience. Gilbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 206 clients with $65M in assets under management.

Peconic Asset Planning
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
206 clients
Average Client Portfolio
$314K average
Assets Under Management
$64.6M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees may be negotiable at the sole discretion of Peconic.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

53 Lake Avenue, Riverhead, NY, 11901

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2008
Final
Regulatory
October 2003
Final
Customer Dispute
November 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gilbert uses Peconic Asset Planning Inc. as a DBA for marketing and is the 100% owner of its RIA. He is also a NY insurance agent and a volunteer trustee for Suffolk County Parks, dedicating minimal time to each.

Employment History
Current Registrations
Peconic Asset Planning
November 2020 - Present · 5 yrs 6 mos
Independent Financial Group, LLCBroker
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
July 2020 - November 2020 · 4 mos
Investacorp, INC.Broker
April 2002 - July 2020 · 18 yrs 3 mos
Royal Alliance Associates, INC.Broker
April 2002 - May 2002 · 1 mo
Quick & Reilly, INC.Broker
August 2000 - March 2002 · 1 yr 7 mos
Fleet Enterprises, INC.Broker
November 1997 - August 2000 · 2 yrs 9 mos
Fis Securities, INC.Broker
July 1993 - November 2000 · 7 yrs 4 mos
Natwest Investor Services CorporationBroker
September 1992 - July 1993 · 10 mos
Stein Abbott and Company INC.Broker
March 1992 - August 1992 · 5 mos
Monarch Securities, INC.Broker
March 1990 - August 1990 · 5 mos
Investacorp, INC.Broker
July 1988 - April 1990 · 1 yr 9 mos
Portfolio Edge Securities, INC.Broker
February 1987 - July 1988 · 1 yr 5 mos
Investacorp, INC.Broker
June 1986 - April 1990 · 3 yrs 10 mos
F.M. Stevens Securities CORP.Broker
September 1985 - June 1986 · 9 mos
Shelter Rock Securities CORP.Broker
May 1985 - October 1985 · 5 mos
Norbay Securities INC.Broker
November 1983 - April 1985 · 1 yr 5 mos
North Hills Investors, INC.Broker
March 1983 - November 1983 · 8 mos
State Registrations14 states
CACOCTDEFLMAMDMENCNJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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