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Neil Raisanen

42 Years of Experience
Saint Paul, MN
1 DisclosureBroker

Neil Raisanen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Saint Paul, MN, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

1 West Water Street, #250, Saint Paul, MN, 55107

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Denied
Other Business Activities

Neil is an independent contractor and owner of OK Financial Inc, operating a branch since 2010. He spends minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
December 2013 - Present · 12 yrs 9 mos
Raymond James Financial Services, INC.Broker
April 2008 - Present · 18 yrs 5 mos
Previous Registrations
Raymond James & Associates, INC.Broker
June 2004 - April 2008 · 3 yrs 10 mos
Piper Jaffray & CO.Broker
April 1983 - June 2004 · 21 yrs 2 mos
State Registrations18 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Neil Raisanen - Financial Advisor | TrueAdvisor