Mark Caulo
Mark Caulo is a registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 15 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Staten Island, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark owns and manages commercial rental property since 2005, dedicating a few hours per week. He also works nearly full-time providing tax preparation and accounting services since 1989.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations7 states
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