PL
PL

Peter Lyon

42 Years of Experience
Chicago, IL
2 DisclosuresBroker

Peter Lyon is a registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Customer Dispute
September 2008
Settled
Employment History
Current Registrations
Hightower Securities, LLC
November 2008 - Present · 17 yrs 6 mos
Hightower Advisors, LLC
November 2008 - Present · 17 yrs 6 mos
Hightower Securities, LLCBroker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
January 1994 - April 2007 · 13 yrs 3 mos
Morgan Stanley Dw INC.Broker
April 1983 - April 2007 · 24 yrs
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Peter Lyon - Financial Advisor | TrueAdvisor