Carl Todd is a registered investment advisor, based in Florence, AL, with 41 years of industry experience.
Location
436 N Court St, Florence, AL, 35630
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Carl works as a financial advisor for First Bank and First Bank Investment Partners, dedicating about half of his time to each role. Both positions started in August 2023.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Raymond James Financial Services Advisors, INC
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Oppenheimer & CO. INC.
November 2019 - August 2023 · 3 yrs 9 mos
Oppenheimer & CO. INC.Broker
November 2019 - August 2023 · 3 yrs 9 mos
J.P. Morgan Securities LLC
September 2005 - November 2019 · 14 yrs 2 mos
J.P. Morgan Securities LLCBroker
June 1985 - November 2019 · 34 yrs 5 mos
Bear, Stearns & CO.Broker
May 1983 - February 1984 · 9 mos
State Registrations14 states
ALARCACOFLGAKYLAMSNCNYOHSCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.