Thomas Lee is a registered investment advisor at Smith Moore & CO., based in Brandon, MS, with 42 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 3,901 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Smith Moore charges an annual fee for managing your investments, ranging from 0.5% to 3% of the value of your portfolio. The fee is calculated quarterly based on the average value of your account. The exact fee is negotiable and depends on factors like the amount of assets managed and the complexity of your portfolio. You'll also pay other charges like administrative service fees and internal fees charged by mutual funds and ETFs.
Location
190 Gateway Drive, Suite C, Brandon, MS, 39042
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas works as an insurance agent since 2020, providing insurance services and sales. He dedicates minimal time to this activity.
Employment History
Current Registrations
Smith Moore & CO.
Smith, Moore & CO.
Smith, Moore & CO.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
Multi-Financial Securities CorporationBroker
Multi-Financial Securities Corporation
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
Bts Asset Management, INC.
Titan/value Equities Group, INC.Broker
MML Investors Services, INC.Broker
Ids Life Insurance CompanyBroker
Ids Marketing CorporationBroker
Ids Financial Services INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.