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Kenneth Sicari

43 Years of Experience
East Hills, NY
1 DisclosureBrokerSells Insurance

Kenneth Sicari is a registered investment advisor at MML Investors Services, LLC, based in East Hills, NY, with 43 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2200 Northern Blvd, Suite 200, East Hills, NY, 11548

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2004
Settled
Other Business ActivitiesSells Insurance

Kenneth is an independent insurance agent selling life, accident, health, and long-term care insurance, dedicating minimal time. He also owns a residential unit and is responsible for its upkeep, spending minimal time on this activity.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
May 1983 - March 2017 · 33 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 1983 - July 2007 · 24 yrs 2 mos
State Registrations11 states
AZCACTFLGAHINCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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