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Kenneth Sicari

42 Years of Experience
East Hills, NY
1 DisclosureBrokerSells Insurance

Kenneth Sicari is a registered investment advisor at MML Investors Services, LLC, based in East Hills, NY, with 42 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

2200 Northern Blvd, Suite 200, East Hills, NY, 11548

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History

Regulatory History (1)
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Customer Dispute
January 2004
Settled
Other Business ActivitiesSells Insurance

Kenneth is an independent insurance agent selling life, accident, health, and long-term care insurance, dedicating minimal time. He also owns a residential unit and is responsible for its upkeep, spending minimal time on this activity.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 4 yrs 11 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 2 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
Msi Financial Services, INC.Broker
May 1983 - March 2017 · 33 yrs 10 mos
Metropolitan Life Insurance CompanyBroker
May 1983 - July 2007 · 24 yrs 2 mos
State Registrations11 states
AZCACTFLGAHINCNJNYPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.