BS
BS
Bruce Swanson
39 Years of Experience
Roanoke, VA
3 Disclosures
Bruce Swanson is a registered investment advisor at Portfolio Design Services, LLC, based in Roanoke, VA, with 39 years of industry experience. Bruce operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 256 clients with $150M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
256 clients
Average Client Portfolio
$585K average
Assets Under Management
$149.7M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2.0M - $5.0M | 1.00% |
| $5M+ | 0.75% |
The annual fee is negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Roanoke, VA
Get directionsHistory
Regulatory History (3)
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Customer Dispute
June 1992Settled
Customer Dispute
May 1987Settled
Customer Dispute
October 1986Award / Judgment
Employment History
Current Registrations
Portfolio Design Services, LLC
June 2004 - Present · 21 yrs 11 mos
Previous Registrations
Valmark Advisers, INC.
January 2003 - July 2004 · 1 yr 6 mos
Valmark Securities, INC.Broker
November 2002 - July 2004 · 1 yr 8 mos
Dale K. Ehrhart, INC.Broker
July 1997 - March 2004 · 6 yrs 8 mos
The Investment Center, INC.Broker
January 1995 - March 1995 · 2 mos
The Investment Center, INC.Broker
April 1994 - December 1994 · 8 mos
Prudential Securities IncorporatedBroker
June 1983 - July 1993 · 10 yrs 1 mo
State Registrations3 states
VAVirgin IslandsWI
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.