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Dwayne Kitchen

33 Years of Experience
San Diego, CA
1 DisclosureBroker

Dwayne Kitchen is a registered investment advisor at Ameriprise Financial Services, LLC, based in San Diego, CA, with 33 years of industry experience. Dwayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

4655 Executive Dr Ste 300, San Diego, CA, 92121-3123

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History

Regulatory History (1)
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Regulatory
July 2004
Final
Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2010 - Present · 16 yrs
Ameriprise Financial Services, LLC
May 2010 - Present · 16 yrs
Ameriprise Financial Services, LLCBroker
May 2010 - Present · 16 yrs
Previous Registrations
Wells Fargo Investments, LLC
September 2008 - June 2010 · 1 yr 9 mos
Wells Fargo Investments, LLCBroker
September 2008 - June 2010 · 1 yr 9 mos
First Wall Street CORP.Broker
April 2004 - November 2005 · 1 yr 7 mos
Essex National Securities, INC.Broker
February 2002 - November 2002 · 9 mos
Monument Distributors, INC.Broker
March 2000 - October 2000 · 7 mos
First Security Van Kasper, INC.Broker
January 1998 - March 2000 · 2 yrs 2 mos
Smith Barney INC.Broker
June 1995 - February 1998 · 2 yrs 8 mos
Trinity CapitalBroker
August 1993 - November 1993 · 3 mos
Gna Securities, INC.Broker
January 1991 - August 1991 · 7 mos
Lehman Brothers INC.Broker
August 1989 - December 1990 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - August 1989 · 2 yrs 3 mos
E. F. Hutton & Company INCBroker
May 1983 - June 1987 · 4 yrs 1 mo
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.