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Teri Wilson

Stifel, Nicolaus & Company, Incorporated
41 Years of Experience
Omaha, NE
3 DisclosuresBroker
View SEC Summary
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Teri Wilson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Omaha, NE, with 41 years of industry experience. Teri is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

13030 Pierce Street, Suite 201, Omaha, NE, 68144

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2009
Denied
Customer Dispute
September 2007
Settled
Customer Dispute
August 1997
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Teri serves on the US Senator Charles Grassley Advisory Council, sharing thoughts and perspectives on issues impacting families and communities. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
March 2009 - Present · 17 yrs 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.
December 1997 - March 2009 · 11 yrs 3 mos
Citigroup Global Markets INC.Broker
October 1989 - March 2009 · 19 yrs 5 mos
B.C. Christopher Securities CO.Broker
September 1987 - November 1989 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1984 - August 1986 · 2 yrs 5 mos
State Registrations28 states
ALAZCACOFLGAIAILINKSLAMNMONCNENMNVNYOHOKPASCSDTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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