Frederick Shibel
Frederick Shibel is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Skaneateles, NY, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
36 Jordan Street, Suite 2, Skaneateles, NY, 13152
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Regulatory History (1)
Customer Dispute
March 2018Other Business ActivitiesSells Insurance
Frederick owns Leopold Lodge Company LLC, a real estate venture, and also rents out a condo in Naples, FL, and a seasonal cottage. He also acts as a broker for Phoenix Life Insurance Company, servicing policies and earning renewal commissions, which takes minimal time.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
W. S. Griffith & CO., INC.Broker
Home Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.