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Richard Flora

Key Client Fiduciary Advisors, LLC
41 Years of Experience
Fairfield, NJ
1 Disclosure
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Richard Flora is a registered investment advisor at Key Client Fiduciary Advisors, LLC, based in Fairfield, NJ, with 41 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 2,272 clients with $900M in assets under management.

Key Client Fiduciary Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
2,272 clients
Average Client Portfolio
$395K average
Assets Under Management
$896.3M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual management fee varies up to 2.00% depending on portfolio size, composition, and services rendered. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

363 Route 46 West, Suite 300, Fairfield, NJ, 07004

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History

Regulatory History (1)
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Customer Dispute
July 2000
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Richard owns a karate school in Madison, NJ, dedicating minimal time to it. He also serves as a managing member and investment adviser representative for Key Client Fiduciary Advisors LLC, spending about a quarter of his time on management and investment advisory services. Richard co-owns subleased space for Key Client Financial Advisors LLC, spending minimal time on it.

Employment History
Current Registrations
Key Client Fiduciary Advisors, LLC
October 2018 - Present · 8 yrs
Previous Registrations
Realta Equities, INC.Broker
October 2018 - March 2024 · 5 yrs 5 mos
Wells Fargo Advisors Financial Network, LLC
July 2004 - October 2018 · 14 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2004 - October 2018 · 14 yrs 3 mos
Citigroup Global Markets INC.
October 2002 - August 2004 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
March 1995 - August 2004 · 9 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1985 - March 1995 · 10 yrs
State Registrations2 states
NJTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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