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Harold Ryley

42 Years of Experience
Bettendorf, IA
1 DisclosureBrokerSells Insurance

Harold Ryley is a registered investment advisor at MML Investors Services, LLC, based in Bettendorf, IA, with 42 years of industry experience. Harold operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

2550 Middle Road Suite 204, Bettendorf, IA, 52722

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2005
Denied
Other Business ActivitiesSells Insurance

Harold is an independent insurance agent servicing life, accident, and health insurance since 2003, and also sells fixed annuities and Medicare-related products. He also sells property and casualty insurance, dedicating minimal time to each activity.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 4 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 4 mos
Previous Registrations
Msi Financial Services, INC.
December 2013 - March 2017 · 3 yrs 3 mos
Msi Financial Services, INC.Broker
June 2006 - March 2017 · 10 yrs 9 mos
Metropolitan Life Insurance CompanyBroker
June 2006 - July 2007 · 1 yr 1 mo
Robert B. Ausdal & CO. INC.Broker
February 2006 - June 2006 · 4 mos
The O.N. Equity Sales CompanyBroker
October 2004 - December 2005 · 1 yr 2 mos
Park Avenue Securities LLCBroker
January 2004 - May 2004 · 4 mos
Metlife Securities INC.Broker
October 1986 - October 2003 · 17 yrs
Metropolitan Life Insurance CompanyBroker
May 1983 - October 2003 · 20 yrs 5 mos
State Registrations4 states
AZIAILTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.