Dan Wakin is a registered investment advisor at LPL Financial LLC, based in Ft Worth, TX, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6049-A S Hulen Street, Ft Worth, TX, 76132
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dan owns a private business, R&D Assets, where he purchases and develops lots, places homes on them, and sells them. He dedicates a few hours per week to this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Income Advisors, LLC
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Carolina Financial Securities, LLCBroker
Broyhill Asset Management, LLC
Broyhill Wakin Capital Advisors, LLC
Synergy Investment Group, LLCBroker
Capital Investment Group, INC.Broker
Uvest Investment ServicesBroker
First Union Brokerage Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Eppler, Guerin & Turner, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.