Stephen Locke
Stephen Locke is a CFP, ChFC-designated registered investment advisor at First Advisors National, LLC, based in Stephens City, VA, with 18 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,858 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.85% |
Advisory fees are negotiable up to a maximum of 1.85% per year. Fees exclude transaction fees, account maintenance fees, and administrative costs.
Fee Estimator
Location
640-111 Warrior Dr, Stephens City, VA, 22655
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a licensed insurance agent selling life insurance and fixed annuity products, dedicating a few hours per week. He is also a LegalShield consultant, marketing prepaid legal plans and identity theft solutions, which takes minimal time.
Employment History
Current Registrations
First Advisors National, LLC
Previous Registrations
Alphastar Capital Management, LLC
Tower Square Securities, INC.
Uvest Financial Services And/or Compass Capital
Woodbury Financial Services, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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