Daniel Staples
Daniel Staples is a registered investment advisor at Wells Fargo Advisors, based in Madison, WI, with 42 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
One Erdman Pl Ste 200, Madison, WI, 53717
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2009Customer Dispute
February 1991Other Business Activities
Daniel has a 50% ownership stake in rental property in Monona, IA, since 2019, which includes farmland leased and USDA conservation land. He spends a few hours per week on this activity, with minimal time during trading hours.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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