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Todd Carter

Investor Fan
39 Years of Experience
Bothell, WA
View SEC Summary
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Todd Carter is a registered investment advisor at Investor Fan, based in Bothell, WA, with 39 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 887 clients with $790M in assets under management.

Investor Fan
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
887 clients
Average Client Portfolio
$888K average
Assets Under Management
$787.4M

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees vary based on the agreement signed with the client, but in no case exceed 2.00% annually. Fees may be lowered or waived depending on bargaining power or level of investment sophistication.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Bothell, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Investor Fan
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Private Client Services, LLCBroker
November 2013 - February 2021 · 7 yrs 3 mos
Trutina Financial
February 2012 - February 2021 · 9 yrs
Signator Financial Services, INC.Broker
February 2012 - October 2013 · 1 yr 8 mos
Pacific West Financial Consultants INC
June 2005 - February 2012 · 6 yrs 8 mos
Pacific West Securities, INC.Broker
June 2005 - February 2012 · 6 yrs 8 mos
Mutual Service Corporation
January 2002 - June 2005 · 3 yrs 5 mos
Mutual Service CorporationBroker
March 1999 - June 2005 · 6 yrs 3 mos
Titan/value Equities Group, INC.Broker
April 1997 - March 1999 · 1 yr 11 mos
A. G. Edwards & Sons, INC.Broker
October 1990 - May 1997 · 6 yrs 7 mos
Oppenheimer & CO., INC.Broker
May 1988 - October 1990 · 2 yrs 5 mos
Old Stone Securities CompanyBroker
April 1988 - January 1989 · 9 mos
Gna Securities, INC.Broker
December 1986 - April 1988 · 1 yr 4 mos
Pacific West Securities, INC.Broker
October 1985 - November 1986 · 1 yr 1 mo
Ids Marketing CorporationBroker
August 1985 - September 1985 · 1 mo
Pacific West Securities, INC.Broker
April 1983 - August 1985 · 2 yrs 4 mos
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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