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CFP

Frederick Sanchez

LPL Financial LLC
43 Years of Experience
Laguna Hills, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Frederick Sanchez is a CFP-designated registered investment advisor at LPL Financial LLC, based in Laguna Hills, CA, with 43 years of industry experience. Frederick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

25431 Cabot Road, Ste 202, Laguna Hills, CA, 92653

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2014
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Frederick owns rental real estate and a business entity for tax/investment purposes. He also provides tax preparation and accounting services, dedicating about a third of his time to this. Finally, he receives fixed insurance trails, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
August 2024 - Present · 2 yrs 2 mos
LPL Financial LLCBroker
August 2024 - Present · 2 yrs 2 mos
Previous Registrations
Crown Capital Securities, L.P.Broker
July 2014 - August 2024 · 10 yrs 1 mo
Crown Capital Securities, L.P.
July 2014 - July 2024 · 10 yrs
LPL Financial LLC
September 2009 - August 2014 · 4 yrs 11 mos
LPL Financial LLCBroker
September 2009 - August 2014 · 4 yrs 11 mos
Mutual Service Corporation
January 2002 - September 2009 · 7 yrs 8 mos
Mutual Service CorporationBroker
March 1999 - September 2009 · 10 yrs 6 mos
Titan/value Equities Group, INC.Broker
November 1988 - March 1999 · 10 yrs 4 mos
Diversified Securities, IncorporatedBroker
April 1983 - December 1988 · 5 yrs 8 mos
State Registrations21 states
AKAZCACODCFLGAHIIAIDMAMTNVNYORSDTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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