Frederick Sanchez
Frederick Sanchez is a CFP-designated registered investment advisor at LPL Financial LLC, based in Laguna Hills, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
25431 Cabot Road, Ste 202, Laguna Hills, CA, 92653
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Regulatory History (1)
Employment Separation After Allegations
July 2014Other Business ActivitiesSells Insurance
Frederick owns rental real estate and a business entity for tax/investment purposes. He also provides tax preparation and accounting services, dedicating about a third of his time to this. Finally, he receives fixed insurance trails, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.Broker
Crown Capital Securities, L.P.
LPL Financial LLCBroker
LPL Financial LLC
Mutual Service Corporation
Mutual Service CorporationBroker
Titan/value Equities Group, INC.Broker
Diversified Securities, IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.