RS
CFP · ChFC
RS
CFP · ChFC
Russell Smith
43 Years of Experience
Canyon Lake, CA
1 DisclosureBrokerSells Insurance
Russell Smith is a CFP, ChFC-designated registered investment advisor, based in Canyon Lake, CA, with 43 years of industry experience. Russell is also registered as a broker, so some compensation may come from commissions on products sold.
Location
31740 Railroad Cyn Rd, Suite 2A, Canyon Lake, CA, 92587
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2009Denied
Other Business ActivitiesSells Insurance
Russell is the President & CEO of Torimax Financial Group, Inc., where he sells fixed products and fixed deferred and immediate annuities with Allianz. This takes about half of his time, with a significant portion occurring during securities trading hours.
Employment History
Current Registrations
Regal Investment Advisors LLC
January 2017 - Present · 9 yrs 9 mos
Regulus Financial Group, LLCBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Cetera Investment Advisers LLC
July 2003 - January 2017 · 13 yrs 6 mos
Cetera Financial Specialists LLCBroker
July 2003 - January 2017 · 13 yrs 6 mos
Fsc Securities Corporation
July 1997 - July 2003 · 6 yrs
Fsc Securities CorporationBroker
August 1995 - July 2003 · 7 yrs 11 mos
Corporate Benefit Securities, INC.Broker
April 1991 - August 1995 · 4 yrs 4 mos
Gaf Financial and Insurance ServicesBroker
November 1985 - March 1991 · 5 yrs 4 mos
Pamco Securities and Insurance ServicesBroker
October 1984 - March 1991 · 6 yrs 5 mos
Princor Financial Services CorporationBroker
July 1983 - November 1986 · 3 yrs 4 mos
State Registrations17 states
AZCACOFLHIIDMIMTNMNVOHOKORTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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