Russell Smith
Russell Smith is a CFP, ChFC-designated registered investment advisor at Regal Investment Advisors LLC, based in Canyon Lake, CA, with 42 years of industry experience. Russell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 7,859 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LionShare charges an investment management fee that typically ranges from 0.30% to 1.00% per year, depending on the value of your account and the strategies used by your financial advisor. This fee is deducted directly from your account quarterly, in advance. The total advisory fee you pay includes LionShare's fee plus the fees charged by your financial advisor. Fees and payment arrangements are negotiable and vary on a case-by-case basis when LionShare is used by a primary financial advisor.
Location
31740 Railroad Cyn Rd, Suite 2A, Canyon Lake, CA, 92587
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Regulatory History (1)
Customer Dispute
August 2009Other Business ActivitiesSells Insurance
Russell is the President & CEO of Torimax Financial Group, Inc., where he sells fixed products and fixed deferred and immediate annuities with Allianz. This takes about half of his time, with a significant portion occurring during securities trading hours.
Employment History
Current Registrations
Regal Investment Advisors LLC
Regulus Financial Group, LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Corporate Benefit Securities, INC.Broker
Gaf Financial and Insurance ServicesBroker
Pamco Securities and Insurance ServicesBroker
Princor Financial Services CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.