Duncan Meaney
Duncan Meaney is a registered investment advisor at LPL Financial LLC, based in San Francisco, CA, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Francisco, CA
Get directionsHistory
Regulatory History (4)
Regulatory
November 2013Regulatory
March 2003Customer Dispute
March 1996Regulatory
January 1995Other Business Activities
Duncan is the President and an Investment Adviser Representative of The Social Equity Group, Inc., a Registered Investment Advisor (RIA). This activity is investment-related.
Employment History
Current Registrations
LPL Financial LLC
The Social Equity Group, INC.
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
Financial West Group
Financial West GroupBroker
Progressive Asset Management, INC.Broker
Protected Investors of AmericaBroker
Parnassus InvestmentsBroker
Working Assets Limited PartnershipBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.