Darrell James
Darrell James is a registered investment advisor at Transcendent Capital Group, based in Edmond, OK, with 42 years of industry experience. Darrell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 510 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Although the firm has a maximum annual fee rate of 2%, TCG’s advisors are free to negotiate a rate that is acceptable to both client and advisor.
Fee Estimator
Location
1008 South Bryant Avenue, Suite 250, Edmond, OK, 73034
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2022Customer Dispute
March 2000Other Business Activities
Darrell owns James Wealth Solutions, LLC, primarily used for bookkeeping and processing fees, dedicating minimal time. He also owns Darrell James Farm as a sole proprietor, assisting his son-in-law with farming and ranching a few hours per week.
Employment History
Current Registrations
Transcendent Capital Group
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Stockton, Hart, Johnston, Wichert & CompanyBroker
Rauscher Pierce Refsnes, INC.Broker
Prudential-Bache Securities INC.Broker
Rotan Mosle INC.Broker
Adams, James, Foor & Company, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.