Wayne Bailey is a registered investment advisor at LPL Financial LLC, based in Holden, MA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Holden, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Wayne operates under two DBAs for his LPL business: Gateway Financial Partners since 2016 and Financial Consulting Group, Inc. since 1999. He dedicates about 10-20% of his time to each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ameritas Investment CORP
Ameritas Investment CORP.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
1717 Capital Management Company
1717 Capital Management CompanyBroker
Financial Consultants, INC.Broker
Bnl Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.